If is not an integer, we can use T to set up an expansion for
which the above description is still valid. Define
and
. Then
,
for
. Clearly,
for all n, and
You can verify this lack of uniqueness for yourself in case
is the golden ratio. Notice that the relation
enables one to replace a word 100 in such an expansion
by 011. So clearly some numbers will have uncountably many expansions to this
base, but only one of these is the beta expansion.
Recall the familiar argument which shows the periodicity of the b expansion of
a rational number . It is clear that all the numbers
are of the form
with
. Since there are only a finite
number of possibilities for
, there must be a repetition in the sequence
and hence in the sequence
. But
determines
uniquely,
and hence
is periodic and thus
is periodic.
Let us consider whether there could be non-integers with the same property.
It is easy to see by induction that
, where
However, it does not seem likely at first glance that would be periodic
if
is a non-rational algebraic integer. It is clear that all of the numbers
are in the ring
, i.e. of the form
Recall that a
Pisot number
(or Pisot-Vijayaraghavan number, or PV
number) is an algebraic integer for which all conjugates
of
with
satisfy
. (The conjugates are
the roots of the minimal polynomial). For
example, the golden ratio is a Pisot number since its conjugate
satisfies
. There are Pisot numbers of every degree,
in fact there are such numbers in every number field.
Bertrand [1] and Schmidt [7] independently showed that if is rational
and
is a Pisot number then
is periodic. It makes sense to test this
somewhat unexpected result with a few experiments. For example, take
and
. This is easy to try numerically on a pocket
calculator, or using Maple, and we find the values for
for
shown in
Table 1.
This certainly suggests that the expansion is purely periodic with period 8.
We can verify this by carrying out the calculation in the ring
,
or let Maple do it and obtain the exact values for
shown in
Table 2.
Why is this periodic? The result becomes less mysterious if we realize that the
numbers listed in
Table 2
are the projections onto the real axis of points
in the
lattice
, i.e. the set of integer
combinations of
and
. Since
is irrational, the
set of such projections is dense in
, so why does the above orbit only
meet finitely many of these lattice points? This is where the condition that
be a Pisot number is used. Notice that the conjugate of
is
. But since
and all
, we have
It is clear how this argument extends to any rational and any Pisot number
.
The only difference is that if
has degree d, we are dealing with a lattice in
. The bounds one obtains on the size of the orbit are quite large and do not
suggest the many patterns one observes in practice. For a discussion of the
expansions for Pisot numbers in
, and an answer to the question of whether
the
complementary factor
need be cyclotomic, see
[3].
As mentioned above, Schmidt showed that if the -expansion of every rational is
periodic then
must be a Pisot or a Salem number. Recall here that a
Salem
number is an algebraic integer such that all conjugates
satisfy
with at least one case of equality. This implies that
is
reciprocal, so
is a conjugate of
and the minimal polynomial of
is a reciprocal (palendromic) polynomial of even degree.
Schmidt's conjecture is that the converse of this theorem is true, that is that
if
is a Salem number, then the
-expansion of every rational is periodic.
The smallest degree for Salem numbers is 4.
The behaviour of the preperiod and period lengths is quite tame in this case,
as one can see from
Table 3.
, which gives the period and preperiod for each
Salem number of degree 4 and trace 10. Each such number is identified by
the middle coefficient of the minimal polynomial, i.e. satisfies
:
The pattern observed in
Table 3.
is general, as we showed in [2], where we
proved Schmidt's conjecture for and all Salem numbers of degree 4
(so
is a beta number in Parry's terminology).
The general conjecture remains open even for degree 4. The method used in
[2] could likely be extended to other rationals with small denominators
but it is unlikely to succeed for all rational
.
Explicitly, if
, then in all cases m = 1, i.e.,
(mod 1) is a purely
periodic point of T. If
has the minimal polynomial
, then for fixed a the period
is a unimodal function of b and
takes on values which lie in the set
even
.
Thus,
for all Salem numbers of degree 4.
No such bound seems to be true for Salem numbers of higher degree, even for
.
In contrast, for degree 6, we find a much more interesting behaviour, as one sees
by inspecting the
tables
in [4].
Table 4
reproduces some of that data
for the Salem numbers with minimal polynomials
. In all cases but one, m = 1 and
.
But for c = -7, we have only been able to show that m + p > 1199978517, so the orbit
in this case is very large, possibly infinite. Clearly c = -7 is notable not only for
the size of its orbit but also the size of
. Our discussion below will
indicate why a small value of
should be expected to lead to a large value
of m + p. More precisely, we suggest a relation between the size of the orbit and
the size of
.
At first it is natural to suspect that in this case the orbit is infinite. In order to
understand why we now feel this is not the case, we must consider the probabilistic
model presented below and, in more detail, in [4]. What we believe is true
here is that m and p are simply very large. Such large periods are possible.
For example, for the Salem number with minimal polynomial
, the preperiod and period of the
orbit of 1 are m = 39420662 and p = 93218808. For other large values of m+p, see
Table 2
of [4].
There are 11836 Salem numbers of degree 6 and trace at most 15. We have computed
the complete expansion for all but 80 of these. For the most part there is a great
deal of regularity in the distribution of , and the values of m and p are quite
small: for all but 199 of the numbers surveyed, both m < 1000 and p < 1000. For
9609 of the numbers (81% of the total) we have m = 1, but, in contrast to the
degree-4 situation, larger values of m do occur with a certain regularity. However,
among the remaining 199 cases, there are at least 79 for which
and
at least two for which
.
Our probabilistic model suggests that m + p will be large if is small
relative to
.
A competing explanation might be that some peculiar arithmetic relation between the
conjugates of
on the unit circle is the cause of the large orbits. To see that
this is not the case, consider the orbits of 1 when
is a power of the smallest
Salem number
of degree 6, which has minimal polynomial
. This data is given in
Table 5.
. The correlation between the large
values of m+p and the large values of
is evident.